Name Passing/ Introducing Broker Business
Each of the counterparties has agreed that The Link Asset and Securities Limited ("Link") is its broker for the sole purposes of 'passing names' and for confirming the details of the transaction set out above in accordance with accepted market practice. The Link Asset and Securities Limited has arranged the transaction as name passing or introducing broker. Nothing in the transaction shall create any fiduciary or agency relationship between Link and either of the counterparties. Each of the counterparties agrees that no reliance has or may be placed by either of them on any representation made Link, its directors, employees or agents. Link is not responsible for the provision of advice to any person in connection with the transaction. It is also not responsible for the exercise of any options. Link is not responsible for any other obligation or liability arising under the transaction and is not liable for the capacity, reliability, or performance of the counterparties with regard to the transaction; in particular, Link accepts no liability for the commercial advisability of the transaction. Link is not responsible for the failure by either of the above-named counterparties or any other person in supplying relevant information relating to the transaction, in properly documenting the transaction or in satisfying any legal requirements or taxation issues or conditions in relation thereto, including, without limitation, the obtaining of any necessary consents or the failure for whatever reason of completion of such transaction. Link is authorised and regulated by the Financial Services Authority. The transaction is subject to English law.
Please advise Link immediately if the details of this trade confirmation differ from your understanding.
Matched Principal Trading/ On-Exchange Execution
This communication and all information (including market prices/levels and data) contained therein (the 'Information') is for informational purposes only, is confidential and is the intellectual property of The Link Asset & Securities Co Ltd ("Link"). Redistribution is prohibited. The Information is not, and should not be construed as, an offer, bid, recommendation or solicitation in relation to any financial instrument or investment or as an official confirmation of any transaction. The Information is not warranted, including, but not limited, as to completeness, timeliness or accuracy and is subject to change without notice. All representations and warranties are expressly disclaimed. The Information does not necessary reflect the views of Link.
Link is authorised and regulated by the Financial Services Authority and is a Member of the London Stock Exchange. This transaction is subject to English Law and Link accepts no liability for the commercial advisability of this transaction. Please advise Link within 24 hours via e-mail to middle.office@linkbrokers.co.uk if the details of this confirmation differ from your understanding. Link is not a member of the Securities Investor Protection Corporation ("SIPC") (www.sipc.org).
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